European Journal of Heart Failure 2008 10(10):997-1000; doi:10.1016/j.ejheart.2008.07.001
© 2008 European Society of Cardiology
Urinary neutrophil gelatinase associated lipocalin (NGAL), a marker of tubular damage, is increased in patients with chronic heart failure
Kevin Dammana,
Dirk J. van Veldhuisena,
Gerjan Navisb,
Adriaan A. Voorsa and
Hans L. Hillegea,c,*
a Department of Cardiology, University Medical Center Groningen, University of Groningen Groningen, The Netherlands
b Department of Nephrology, University Medical Center Groningen, University of Groningen Groningen, The Netherlands
c Department of Epidemiology, University Medical Center Groningen, University of Groningen Groningen, The Netherlands
* Corresponding author. Department of Cardiology and Epidemiology, University Medical Center Groningen, University of Groningen, Hanzeplein 1, PO 30001, 9700 RB Groningen, The Netherlands. Tel.: +31503618066; fax: +31503618062. E-mail address: h.hillege{at}tcc.umcg.nl (H.L. Hillege).
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Abstract
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Renal impairment, as measured by reduced glomerular filtration
rate (GFR) and increased urinary albumin excretion (UAE), is
prevalent in patients with chronic heart failure (CHF) and is
associated with reduced survival. The prevalence of structural
tubular damage in CHF is unknown. We investigated 90 CHF patients
and 20 age and sex matched healthy controls, and determined
estimated GFR, UAE, N terminal-pro brain natriuretic peptide
(NT-proBNP) and urinary neutrophil gelatinase associated lipocalin
(NGAL) as a marker for tubular damage. CHF patients had significantly
lower averaged estimated GFR (64 ± 17 vs 90 ±
12 mL/min/1.73 m
2, P<0.0001), but higher NT-proBNP and UAE
levels (both P<0.0001). Median urinary NGAL levels were markedly
increased in CHF patients compared to controls (175 (70–346)
vs 37 (6–58) µg/gCr, P<0.0001). Both serum creatinine
(r=0.26, P=0.006) and eGFR (r=–0.29, P=0.002) were significantly
associated with urinary NGAL levels as were NT-proBNP and UAE
but to a lesser extent. In conclusion, renal impairment in CHF
patients is not only characterised by decreased eGFR and increased
UAE, but also by the presence of tubular damage, as measured
by increased urinary NGAL concentrations.
Key Words: Chronic heart failure Renal function Albuminuria Tubular damage NGAL Neutrophil gelatinase associated lipocalin
Received December 28, 2007; Revised April 17, 2008; Accepted July 1, 2008
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1. Background
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Renal dysfunction, as measured by decreased glomerular filtration
rate (GFR), is common in chronic systolic heart failure (CHF)
and is associated with severely increased mortality and morbidity,
which is apparent even in the early stages of borderline renal
dysfunction
[1-3]. Even if GFR is only mildly impaired, increased
urinary albumin excretion (UAE) levels, as a marker of early
renal damage, are commonly observed in patients with CHF
[4].
In primary renal disease, renal impairment is not only associated
with decreased GFR and increased UAE, but also with the presence
of structural tubular damage, as measured by increased urinary
concentrations of specific tubular marker proteins
[5-7]. One
of these markers is neutrophil gelatinase associated lipocalin
(NGAL), which has been shown to be highly increased in patients
with acute and chronic renal injury in different clinical stages
[5,
8].
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2. Aim
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In the present study, we aimed to 1) investigate the prevalence
of structural tubular damage as measured by urinary NGAL concentrations,
2) establish the relationship between urinary NGAL levels and
estimated GFR, and 3) investigate the relationship between urinary
NGAL levels and UAE, in patients with CHF.
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3. Methods
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Ninety clinically stable CHF outpatients, aged

18 years, with
a left ventricular ejection fraction (LVEF) <45%, were asked
to participate. All patients were on angiotensin converting
enzyme inhibitors and/or angiotensin II receptor blockers, and
all medication had been stable for at least 1 month. In addition,
20 healthy, age and sex matched controls were studied. All subjects
gave informed consent to participate in the study, which was
approved by the ethics review committee of the study centre.
Baseline measurements included standard weight, height, systolic and diastolic blood pressure, serum creatinine, haemoglobin levels, N terminal-pro brain natriuretic peptide (NT-proBNP) and assessment of NYHA functional class. LVEF was determined by nuclear ventriculography. All patients and controls performed 24-hour urine collections, and urinary albumin excretion (UAE) was determined. Urinary creatinine was determined to correct for concentration of urine. Urinary NGAL was determined by means of a commercially available ELISA test kit from Antibody Shop (Gentofte, Denmark) and was expressed per gram of urinary creatinine (µg/gCr). In brief, a monoclonal antibody against human NGAL, and biotinylated antibody against bound NGAL was used to detect NGAL in the urine samples. Horseradish peroxidase conjugated streptavidin was added, followed by colour-forming peroxidase substrate containing tetramethylbenzidine. The colour was then measured at 450 nm by a microtiter plate reader and compared with a standard curve. NGAL levels below the detection level were scored as 0.1 µg/gCr. Estimated GFR was calculated using the simplified modification of diet in renal disease formula (186.3xserum creatinine–1.154xage–0.203 (x0.742 if female) (x1.212 if black)) as validated in CHF patients [9].
3.1. Statistical analysis
Data are presented as mean±standard deviation when normally distributed, and as median and interquartile range for skewed data. Differences between patients and controls were tested using Mann-Whitney U or Student's T testing where appropriate. Correlations were performed using Spearman's correlation coefficients. Multivariate regression analysis was used to correct for eGFR when comparing patients with controls. All reported probability values are 2-tailed, and a P-value<0.05 was considered statistically significant. Statistical analyses were performed using SPSS, Chicago version 12.0.
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4. Results
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Clinical characteristics of patients and controls are summarized
in
Table 1. Urinary NGAL levels were highly elevated in patients
with CHF (175 (70-346) µg/gCr) compared to healthy controls
(37 (6-58) µg/gCr,
P<0.0001) (
Fig. 1). Combining findings
in CHF patients and controls, urinary NGAL levels were significantly
related to eGFR (
r=–0.29,
P=0.002) (
Fig. 2), serum creatinine
(
r=0.26,
P=0.006), UAE levels
(r=0.33,
P=0.001) and NT-proBNP
(
r=0.26,
P=0.007) (
Fig. 3). When adjusted for eGFR in multivariate
analysis, CHF patients still had significantly higher urinary
NGAL levels (
P=0.0004). Urinary NGAL levels were similar among
different aetiologies of heart failure, NYHA class and haemoglobin
levels.

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Fig. 1 Urinary NGAL and UAE levels in CHF patients vs controls. Box plots for urinary NGAL and UAE levels are shown. Boxes display median (horizontal bars), interquartile ranges (lower and upper limits of boxes) and 5th and 95th percentiles (error bars). Abbreviations: CHF: chronic heart failure, NGAL: neutrophil gelatinase associated lipocalin, UAE: urinary albumin excretion.
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Fig. 3 Relationship between plasma NT-proBNP and urinary NGAL levels. Abbreviations: CHF: chronic heart failure, NGAL: neutrophil gelatinase associated lipocalin, NT-proBNP: N terminal-pro brain natriuretic peptide.
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5. Conclusion
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In the present study we show for the first time that structural
tubular damage, as measured by increased urinary concentrations
of NGAL, is highly prevalent in patients with CHF. Furthermore,
across the spectrum of heart failure and healthy controls, urinary
NGAL levels are not only associated with different indices of
renal dysfunction, but also positively associated with increased
levels of NT-proBNP.
NGAL is a 21 kDa protein of the lipocalin family and is normally secreted in low amounts in lung, kidney, trachea, stomach and colon tissue [10]. NGAL levels are elevated in various pathological states, and possess bacteriostatic effects, by inhibition of iron-binding molecules that are important to specific bacteria. In renal failure, both serum and urinary concentrations rise massively, and therefore (urinary) NGAL is thought to be a marker of tubular injury, an effect independent of its bacteriostatic properties [10].
NGAL has been shown to be associated with morphological changes and albuminuria in patients with primary renal disease, but never in patients with heart failure [5]. In CHF, reduced GFR is mainly dependent of reduced renal perfusion, which may serve as a hypoxic trigger for tubular damage [11,12]. In the chronic setting, patients with renal insufficiency due to IgA nephropathy had higher urinary NGAL levels compared to controls, and the urinary NGAL concentration also correlated strongly with the extent of tubulointerstitial injury [5].
Chronic renal hypoxia has not only been proposed as the final common pathway to end stage renal disease [12], but may also be the initiating trigger for a vicious circle between tubulointerstitial injury and chronic renal insufficiency [13]. This hypothesis may be one of the pathways by which chronic renal insufficiency may develop in patients with CHF.
Recently we hypothesized that venous congestion might also be a determinant of renal damage [14]. Plasma NT-proBNP levels were indeed correlated to NGAL levels, fitting this hypothesis, but may also be an expression of impaired cardiac systolic function leading to renal impairment.
NGAL has mainly been studied in the setting of acute renal failure. During cardiopulmonary bypass operation, patients who experienced acute renal dysfunction showed a marked increase in urinary NGAL levels, which preceded the increase in serum creatinine by a day [15,16]. In a single case of acute tubular necrosis due to heart failure induced hypotension, NGAL tubular expression was reported to be strongly increased [8].
Hence, measurements of NGAL may serve as a very early marker of worsening renal function. Urinary (or plasma) NGAL levels could therefore be used to adjust therapy, to anticipate and possibly prevent expected renal injury, even before a peak in serum creatinine occurs. This potential of NGAL needs to be explored further in future studies.
In conclusion, patients with CHF frequently suffer from a combination of reduced GFR, increased UAE and structural tubular damage. NGAL may serve as a novel non-invasive marker for (worsening) renal function in heart failure.
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Acknowledgements
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K. Damman is supported by The Netherlands Heart Foundation (grant
2006B157). A.A. Voors and D.J. van Veldhuisen are Clinical Established
Investigators of The Netherlands Heart Foundation (grants 2006T37
and D97-017, respectively).
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